Tool 04 · Compliance Language Checker

Check It Before
You Send It.

Every client-facing sentence an advisor writes is regulated speech. The most common SEC/FINRA violations live in routine communications — performance claims without context, guarantees, predictions stated as fact, unsubstantiated superlatives. Paste any draft below and catch them in 2 seconds, before they're public.

⬤ Runs 100% in your browser — your text never leaves this page
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Important: This tool is a drafting aid, not legal or compliance advice, and is not a substitute for your compliance officer or counsel. A result with no flags means "no common red-flag patterns detected" — it does not mean a communication is compliant. Rules referenced (FINRA Rule 2210, SEC Marketing Rule) are summarized for orientation; obligations vary by registration type and jurisdiction. © 2026 Mentatics.